Professional RegTech Certificate

THE PROFESSIONAL REGTECH CERTIFICATE

Essential training, knowledge and forward-thinking in RegTech

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Learn the essentials of RegTech

The curriculum covers RegTech from strategy and innovation to investment, implementation and impact

1

INTRODUCTION TO THE PROFESSIONAL REGTECH CERTIFICATE
- WELCOME TO THE PROFESSIONAL REGTECH CERTIFICATE
- ABOUT THE COURSE*
2

THE FUNDAMENTALS OF REGTECH
- WHAT IS REGTECH?*
- THE DRIVERS OF REGTECH*
- THE IMPACT OF REGTECH*
- THE MARKETPLACE FOR REGTECH INNOVATION & INVESTMENTS*
3

HOW FINANCIAL INSTITUTIONS CAN ADOPT REGTECH
- OVERVIEW OF THE FINANCIAL INSTITUTIONS' PERSPECTIVE *
- ENGAGING WITH REGTECH COMPANIES*
- HOW COMPLIANCE LEADERS ASSESS REGTECH PROSPECTS
- USING TECHQUISITIONS IN REGTECH
- REGTECH SKILLS & RECRUITMENT
4

THE REGULATORS' PERSPECTIVE
- THE REGULATORS' PERSPECTIVE & SUPTECH*
- THE REGULATORS' ROLE IN THE ADOPTION OF REGTECH
- REGULATORY REPORTING: WHEN SUPTECH MEETS REGTECH
5

REGTECH FOR DATA REPORTING
- USING REGTECH TO IMPROVE REGULATORY REPORTING*
- REGULATORY REPORTING & DATA MANAGEMENT
- FUND REPORTING CASE STUDY
- DATA MANAGEMENT CASE STUDY
6

REGTECH FOR KYC & ONBOARDING
- ONBOARDING CUSTOMERS USING DIFFERENT TECHNOLOGIES*
- VIDEO IDENTIFICATION FOR ONBOARDING*
- USING TECHNOLOGY TO OVERCOME KYC & CDD CHALLENGES*
- AUTOMATING KYC & ONBOARDING
- CLIENT ONBOARDING BEYOND KYC*
- DIGITAL AND PERPETUAL LIVE KYC
- CUSTOMER ONBOARDING CASE STUDY
- ACCOUNT OPENING CASE STUDY
7

REGTECH FOR ANTI MONEY LAUNDERING & FIGHTING FINANCIAL CRIME
- INTRODUCTION TO THE CHALLENGE OF FINANCIAL CRIME*
- USING TECHNOLOGY TO MODERNISE THE AML REGIME & FINANCIAL REGULATION IN THE US*
- HOW COMPLIANCE LEADERS USE TECHNOLOGY TO COMPLY WITH AML
- REGULATORY REQUIREMENTS, CHALLENGES & OPPORTUNITIES
- DEPLOYING NEW TECHNOLOGIES TO DEFEND AGAINST FINCRIME
- AML & TRANSACTION MONITORING
- TRANSACTION MONITORING CASE STUDY
- AML CASE STUDY
8

REGTECH & CYBERSECURITY
- CHALLENGES & OPPORTUNITIES OF COMPLYING WITH CYBERSECURITY REGULATIONS
- KEEPING AHEAD OF FRAUD & FINANCIAL CRIME
- IMPACT OF REMOTE WORKING ON CYBERSECURITY
- QUANTIFYING CYBER RISK USING THE FAIR METHODOLOGY
9

ADVANCED TECH - USING AI & ML
- PRACTICAL USES OF AI & MACHINE LEARNING IN THE FIGHT AGAINST FINANCIAL CRIME*
- USING AI TO ENHANCE KYC*
- USING AI & MACHINE LEARNING TO ENHANCE AML
- NEW TECHNOLOGIES TO SOLVE REGULATORY PROBLEMS
- AI TO REDUCE FALSE POSITIVES AND DETECT RISK
- INSIGHT ARTICLE - ENHANCING TRUST WHILE ADOPTING ARTIFICIAL INTELLIGENCE
- INSIGHT ARTICLE - THE TECHNOLOGIES YOU NEED TO UNDERSTAND BEFORE BUYING A REGTECH SOLUTION
10

REGTECH FOR SPECIFIC LEGISLATION
- REGTECH SOLVING THE CHALLENGE OF OPEN BANKING IMPLEMENTATION
- REGTECH FOR SM&CR COMPLIANCE
- GDPR, DATA SHARING AND DATA PRIVACY CONTROLS IN AN AI WORLD
- OPEN BANKING CASE STUDY
11

FINAL ASSESSMENT
- FINAL ASSESSMENT TEST
12

FURTHER READING & CASE STUDIES
- THE REGTECH100 - THE MOST INNOVATIVE REGTECH COMPANIES IN 2022
- OVERVIEW OF CONDUCT RISK
- CONDUCT RISK CASE STUDY
- INSIGHT ARTICLE - BALANCING COLLABORATION SECURITY & PRIVACY IN THE REMOTE WORLD WORK
- INSIGHT ARTICLE - BREAK-THROUGH INNOVATIONS IN THE FINANCIAL SECTOR
- INSIGHT ARTICLE - SHOULD FINANCIAL INSTITUTIONS BUY, BUILD OR PARTNER WITH A REGTECH COMPANY
- RECOMMENDED REPORTS, BOOKS, ARTICLES & WEBSITES

Learn from the leaders of RegTech

Gain in-depth knowledge from industry-leading instructors and insights from guest experts from financial institutions

GET 20% OFF THE COURSE PRICE

As part of our new season offer sign up today and enroll for only $312!

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RegTech is mission critical for financial institutions

RegTech innovation is disrupting and redefining processes, workloads, roles and responsibilities.

RegTech solutions are impacting the way leaders manage financial institutions and radically changing the way professionals work in compliance, risk management, technology, operations, open banking and digital transformation.

RegTech training is now essential

Financial services professionals need to enhance their RegTech knowledge and skills in order to protect their organizations, their customers and themselves.

Regulators increasingly expect financial institutions to improve performance by adopting RegTech and are holding organizations and individuals to greater account. in parallel, the commercial imperatives to control costs, keep up with industry developments and get ahead of competitors are stronger than ever.

The Professional RegTech Certificate addresses real-world challenges

Presented by industry professionals for industry professionals, the course combines proprietary market intelligence with insights from leading-edge RegTech innovators and senior leaders from financial institutions.

The course provides a comprehensive strategic review of the RegTech industry followed by in-depth analysis of the real-world impact of the latest industry developments within the compliance value chain and across the entire organization.

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Get the skills and forward-thinking you and your organization need

Online, on demand and high on impact. It is the most comprehensive practical course on RegTech available anywhere.

Designed to fit around professional work commitments and meet professional learning objectives. Self-paced and accessible 24/7. It takes 10 to 20 hours to complete. A highly valued certificate is awarded on completion to recognize the commitment to skills development and forward-thinking on RegTech.

The course is produced by FinTech Global & RegTech Analyst

We serve the world's largest FinTech & RegTech networks, produce more RegTech research than any other organization, and run the world's biggest RegTech conferences.

The course has been created in response to demand from our network. It combines our proprietary research with presentations from expert instructors and curated insights from amazing industry-leaders who have shared their expertise at our events.